Cochin Stock Exchange

Intensive One Year Certification Course in Capital Market, covering the following modules:

Students joining the one year Certification Course will also appear for two NCFM Examinations.

Module 1: Capital Market (Dealers) Module:- Trading –Systems & methodology order & trade management, Clearing & Settlement – settlement process, securities & fund settlement , risk management, back office operations, Trading Membership – eligibility criteria, broker-sub broker-client relationship, Legal Framework – Acts, Rules & Regulations governing capital markets, Overview of the Indian Securities Market – markets segment, products & participants, Fundamental Valuation Concepts – statistical concepts, understanding financial statements.

Module 2: Derivatives Market (Dealers) Module – Introduction to Derivatives, Market Index, Introduction of Futures and options, Pricing Futures, Using Futures on Individual Securities, Pricing Options, Using Index Options, Using Stock Options, Trading, Clearing & Settlement, Regulatory Framework.

Module 3: NSDL Depository Operations Module: Account Opening, Transmission & Nominations, Demat, Trading & Settlement, pledge and Hypothecation, Stock Lending & Borrowing, Corporate Actions, Public Issue, Debt instruments and Govt. Securities.

Sl No	Courses
1	BASIC COURSE ON STOCK MARKET (I DAY) Primary Market-Book Buildings-IPO—Secondary Market-Clearing & Settlement-Depositors—Demoralization--
2	ADVANCED COURSE ON STOCK MARKET (4 DAYS) Rolling Settlement—Mutual funds-Surveillance—inspection of brokers’ books—code of conduct of brokers and sub brokers—Investor Grievance –introduction of Derivative and Debt markets.
3	BASIC PROGRAM ON DERIVATIVES (10 DAYS) Nature of financial derivatives including futures and options—Principles of trading and Hedging with index Futures, Index Options—Stock Future and Stock Options—Risk management system—Margin and Producers—Regulatory Frame work
4	TECHNICAL ANALYSIS (5 DAYS) Concepts—Support Resistance –Chart Type—Dow Theory—Patterns—Candle Sticks-Moving Average—Oscillators—Elliot Wave theory-Anglicizing and Designing a trading frame work-Trading Psychology.
5	DEBT MARKETS ( 5 DAYS) Money Markets-Debt Markets in India—Instruments and players-Regulatory Frame work—Governments Securities Markets-Primary Markets—Analysis of Marco Economics Indications of Debt Markets-Bond mathematics—Yield Curve Analysis and Trading Strategies in Debt Markets
6	DEMAT AND DEPOSITORIES (5 DAYS) Operator Console—Host Report Parameters—Master Files—Report Scheduler-Inter Depositories –Data Base Administrator- End of the Day Scheduler-Market Presentation-Initial Public Offer—Uploads—Settlements --Tariffs
7	FUNDAMENTAL ANALYSIS (5 DAYS) Industry and Company Analysis—Interpretation of Financial Statements-Ratio Analysis—Interpretation of Cash Flow Statements—Fund Flow Statements –Economic Value added and Market Value added—Time Value of Money Valuation Equity and Market Dynamics.
8	MUTUAL FUNDS (5 DAYS) Regulatory Frame Work—Portfolio Management-NAV Pricing –Valuation-Accounting & Taxation – Financial Planning –SIP- Model Portfolio—Product Mix—Investment Philosophy—Risk management—Marketing- Distribution –Investor Services and AMFI code of Conduct.
9	DAY TRADING (5 DAYS) Objectives –What is day trading—What is the need of day trading—Specific Features—preliminary steps in day trading—Difference between day trading and speculations---Basic Principle of day trading—Developments of day traders
10	COMMODITIES (10 DAYS) Physical settlements—Ware Housing –Quality of underlying assets—Forward Contracts—Introduction of futures—Introduction of options—Basic payoffs—pay off for futures—pay off for options—Pricing commodity futures—Hedging—Speculations—Arbitrage
11	EQUITY ANALYSIS (10 DAYS) Economic Analysis—Industry Analysis—Company Analysis measuring Earnings, Forecasting Earning, applied Valuation—Technical Analysis—Portfolio Analysis—Portfolio Selection—Capital Market Theory—Managed portfolios –performance measurements

The various courses/modules are aimed at preparing the students for an excellent career opportunities in the rapidly growing Financial Sectors in India as well as in foreign countries in fields of:

Those interested in joining the above courses may register their names in advance.