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NATIONAL STOCK EXCHANGE OF INDIA LIMITED
INSPECTION DEPARTMENT
CIRCULAR
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DOWNLOAD REF.NO: NSE/INSP/10872
Circular No. NSE/INSP/2008/67���������������������������� ���������� Dated: June 23, 2008
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To
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All Members
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Sub: Uniform Documentary Requirements for trading
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This is further to our Circular No. NSE/INSP/2006/52 (download reference no. NSE/INSP/7657) dated July 05, 2006 related to uniform documentary requirements for trading.
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The Exchange is in receipt of complaints from investors regarding non-availability of copies of the documents executed by them for registration and it is observed that many disputes are related to the contents thereof. In order to facilitate investors to have access to the details provided by them to trading members at the time of registration of their accounts, the trading members are required to comply with the following :
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Proof of such delivery/communication is to be maintained along with the registration documents pertaining to the clients. In respect of existing clients, the above mentioned documents and details may be provided upon request from such clients.
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For any clarifications, trading members may contact any of the following officials:�
Mr. Hansen Cardoza, Mr. Parameshwaran or Ms Sania Surve
Phone Nos. 2659 8196 ( Direct )
����������� �������� 2659 8100 � 8114�� Extn. ��� 5094 / 5097/ 5128
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For National Stock Exchange of India Ltd.
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A.Sebastin
Asst. Vice-President