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Acquire a Membership
Transactions pertaining to the Capital
market can be carried out only through a broker or a sub-broker
registered with SEBI. A Broker is a member of a recognized Stock
Exchange permitted to trade on the Screen Based Trading System of
different Exchanges. He has to be enrolled as a member with a concerned
Exchange and with registered with SEBI. A Member has to be qualified for
membership of a recognized Stock Exchange as per the provisions of
Section 8 of the Securities Contracts Regulation Act. In addition
eligibility as per the stipulations in the SEBI (Criteria for fit and
proper persons) Regulation 2004 is also a pre-requisite.
Trading Membership Selection Committee has been
constituted by the Governing Board and entrusted with the specific
responsibility of screening applications for admission to trading
membership of the Exchange. Persons admitted as trading Members of
Exchange are required to maintain the Base Minimum Capital as may
specified by SEBI from time to time irrespective of whether they choose
to exercise their right to trade or not. At present the Base Minimum
Capital required to be maintained is Rs. 2 lakhs. In addition, annual
subscription and contribution to the Investor Protection Fund has to be
paid by Members. Individuals � Rs. 2,520/- and Corporates Rs. 6,120/-
One time admission fee as may be prescribed by the Governing Board will
also have to be remitted.
Request for membership may be forwarded to the
following address. Our officials will contact you and provide you
necessary assistance.
The Executive
Director, Cochin Stock Exchange Ltd., 36/1565, 4th Floor, MES
Building, Kaloor, Cochin 682 017. or
Mail us at
[email protected].
The check list for Broker registration:
Individual
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Sl.No. |
Documents
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1. |
SEBI Registration Fees - Rs.
5000/- |
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2. |
Filled Application form
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3. |
Age Proof |
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4. |
Qualification Certificate
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5. |
Experience Certificate
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6. |
Form �A� |
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7. |
Bio-data |
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8. |
Bankers Certificate |
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9. |
Undertaking |
Corporate
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Sl.No. |
Documents
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1. |
SEBI Registration Fees - Rs.
5,000/- |
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2. |
Filled Application form
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3. |
Age Proof of all Directors |
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4. |
Qualification Certificate of all
Directors |
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5. |
Experience Certificate of all
Directors |
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6. |
Form �A� |
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7. |
3 Copies of Memorandum of
Articles attested by Chartered Accountant |
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8. |
Certified copy of the resolution
appointing board of directors to deal for membership in CSE |
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9. |
Bio-data of Directors |
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10. |
List of Shareholders (Certified
by C.A.) |
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11. |
List of Directors (Certified by
C.A.) |
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12. |
Proof of financial position net
worth not below Rs.5 lakhs certified by C.A. |
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13. |
Balance Sheet as on latest date |
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14. |
Statement of paid-up capital
(minimum Rs.10,00,000/-) (Certified by C.A.) |
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15. |
Share holding pattern (Certified
by C.A.) |
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16 |
Schedule of assets including
break up of loans and advances if any certified by C.A. |
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17. |
Short History of the company (
to be signed by all directors) |
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18. |
Prospectus/Statement in lieu of
prospectus. |
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19. |
Bankers Certificate (In company
name and directors name) |
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20. |
Form No. 32 submitted to R.O.C.
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21. |
Undertaking |
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